The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 (revoked)

Contents

Part 1 · General

1Citation, commencement and interpretation#

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Part 2 · Amendments of FSMA

2Amendments of FSMA#

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3Matters which may be dealt with by prospectus rules#

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4Prohibition of dealing etc in transferable securities without approved prospectus#

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5Exempt offers to the public and admissions to trading#

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6Power of FCA to suspend or prohibit trading on a trading facility#

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7Reporting of infringements#

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8Publication of notices#

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9Publication of notices – prospectus regulation#

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Part 3 · Amendments of the 2019 Regulations

10Amendments of the 2019 Regulations#

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11Regulation 4#

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12Regulation 6#

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13Regulation 8#

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14Regulation 9#

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15Regulation 10#

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16Regulations 11 to 17#

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17Regulation 30#

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18Regulation 31#

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19Regulation 36#

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20Regulation 38#

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21Regulations 40 to 66#

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22Amendment of Commission Regulation (EC) No. 1569/2007#

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23Amendment of the transitional provision#

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24Revocation of Schedule 1#

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25Amendments of Schedule 2#

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Part 4 · Amendments of other secondary legislation

26Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005#

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27Amendments of the Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019#

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28Amendment of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019#

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29Amendments of the Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019#

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30Amendment of the Financial Services and Markets Act 2000 (Prospectus) Regulations 2019#

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Part 5 · Amendments of retained European Union law

Chapter 1 · Amendments of the Prospectus Regulation

31Amendments of the Prospectus Regulation#

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32Subject matter, scope and exemptions#

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33Definitions#

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34Obligation to publish a prospectus and exemptions#

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35Voluntary prospectus#

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36The prospectus summary#

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37The base prospectus#

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38The universal registration document#

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39Prospectuses consisting of separate documents#

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40Responsibility attaching to the prospectus#

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41Minimum information and format#

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42Simplified disclosure regime for secondary issuers#

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43EU Growth prospectus#

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44Risk factors#

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45Final offer price and amount of securities#

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46Omission of information#

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47Incorporation by reference#

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48Scrutiny and approval of the prospectus#

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49Publication of the prospectus#

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50Advertisements#

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51Supplements to the prospectus#

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52Omission of Articles 24 to 27#

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53Third country issuers - prospectus drawn up in accordance with Regulation (EU) 2017/1129#

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54Third country issuers - prospectus drawn up in accordance with laws of a third country#

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55Cooperation with third countries#

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56Amendment of heading of Chapter 7#

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57Omission of Article 31#

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58Powers of competent authorities#

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59Omission of Articles 33 and 34#

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60Professional secrecy#

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61Data protection#

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62Omission of Articles 37 to 41#

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63Publication of decisions#

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64Omission of Article 43#

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65Amendment of heading of Chapter 9#

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66Omission of Articles 44 and 45 and insertion of Article 45a#

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67Omission of Articles 47 and 48#

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68Entry into force etc.#

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69Final provisions#

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70Annexes#

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Chapter 2 · Amendments of Commission Delegated Regulation (EU) 2019/980

71Amendments of Commission Delegated Regulation (EU) 2019/980#

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Chapter 3 · Amendments of Commission Regulation (EC) 1569/2007

72Amendments of Commission Regulation (EC) No. 1569/2007#

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Chapter 4 · Amendments of the EEA Agreement

73Amendments of EEA Agreement#

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Part 6 · Transitional provision

74Transitional provision for prospectuses notified under the Prospectus Regulation before IP completion day#

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75Transitional provision for registration documents and universal registration documents notified under the Prospectus Regulation before IP completion day#

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Schedule · Amendments of Annexes to Commission Delegated Regulation (EU) 2019/980

(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(6). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(7A). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(8). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(9). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(10). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(11). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(12). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(13). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(14). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(15). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(16). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(17). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(18). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(19). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(20). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(21). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(22). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

(23). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

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