The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (revoked)

Contents

Part 1 · General

1Citation, commencement and interpretation#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

2Designation of competent authority#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

2ADesignation of supervisory authority for the purposes of Article 1(6a)(b) of the EU Prospectus Regulation#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

Part 2 · Amendments of the Financial Services and Markets Act 2000

3Introduction#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

4Part 6 rules#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

5Matters which may be dealt with by prospectus rules#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

6Prohibition of dealing etc in transferable securities without approved prospectus#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

7Exempt offers to the public#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

8Election to have prospectus#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

9Criteria for approval of prospectus by FCA#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

10Exemptions from disclosure#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

11Consideration of application for approval#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

12Procedure for decision on application for approval#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

13Repeal of sections 87E and 87F#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

14Repeal of sections 87FA and 87FB#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

15Supplementary prospectus#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

16Repeal of sections 87H and 87I#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

17Power of FCA to suspend scrutiny of prospectus#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

18Power to restrict offer to the public#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

19Power of FCA to restrict admission to trading on a regulated market#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

20Power of FCA to suspend or prohibit trading on a trading facility#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

21Public censure of issuer#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

22Procedure under sections 87K and 87L#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

23Exercise of powers at request of competent authority of another EEA State#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

24Repeal of section 87Q#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

25Compensation for false or misleading statements#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

26Penalties for breach of Part 6 rules#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

27Appointment by FCA of persons to carry out investigations#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

28Reporting of infringements#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

29Exercise of powers where UK is host member state#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

30Meaning of “securities” etc#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

31Meaning of “home State” in relation to transferable securities#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

32Interpretation of Part 6#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

33Publication of Notices#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

34Misleading FCA or PRA: residual cases#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

35Amendments of Schedule 11A#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

Part 3 · Amendments of primary legislation

36Amendments of the Financial Services Act 2012#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

37Amendments of the Data Protection Act 2018#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

Part 4 · Amendments of secondary legislation

38Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

39Amendments of the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

Part 5 · Transitional provisions

40 #

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

Part 6 · Review

41Review#

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (repealed)

Contains public sector information licensed under the Open Government Licence v3.0.

Part 1 · General

1Citation, commencement and interpretation#

2Designation of competent authority#

2ADesignation of supervisory authority for the purposes of Article 1(6a)(b) of the EU Prospectus Regulation#

Part 2 · Amendments of the Financial Services and Markets Act 2000

3Introduction#

4Part 6 rules#

5Matters which may be dealt with by prospectus rules#

6Prohibition of dealing etc in transferable securities without approved prospectus#

7Exempt offers to the public#

8Election to have prospectus#

9Criteria for approval of prospectus by FCA#

10Exemptions from disclosure#

11Consideration of application for approval#

12Procedure for decision on application for approval#

13Repeal of sections 87E and 87F#

14Repeal of sections 87FA and 87FB#

15Supplementary prospectus#

16Repeal of sections 87H and 87I#

17Power of FCA to suspend scrutiny of prospectus#

18Power to restrict offer to the public#

19Power of FCA to restrict admission to trading on a regulated market#

20Power of FCA to suspend or prohibit trading on a trading facility#

21Public censure of issuer#

22Procedure under sections 87K and 87L#

23Exercise of powers at request of competent authority of another EEA State#

24Repeal of section 87Q#

25Compensation for false or misleading statements#

26Penalties for breach of Part 6 rules#

27Appointment by FCA of persons to carry out investigations#

28Reporting of infringements#

29Exercise of powers where UK is host member state#

30Meaning of “securities” etc#

31Meaning of “home State” in relation to transferable securities#

32Interpretation of Part 6#

33Publication of Notices#

34Misleading FCA or PRA: residual cases#

35Amendments of Schedule 11A#

Part 3 · Amendments of primary legislation

36Amendments of the Financial Services Act 2012#

37Amendments of the Data Protection Act 2018#

Part 4 · Amendments of secondary legislation

38Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005#

39Amendments of the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013#

Part 5 · Transitional provisions

40#

Part 6 · Review

41Review#

40 #