Contents
2.Investment firms shall maintain an internal list of the execution venues selected as part of their order execution policy, which shall contain the following information in respect of each execution venue:
(a)the name and identifier of the execution venue;
(b)the date on which the investment firm approved the execution venue for its order execution policy;
(c)the name and function of the person or the governance body of the investment firm that approved the selection of the execution venue;
(d)the classes of financial instruments for which the execution venue may be used;
(e)the types of transactions for which the execution venue may be used, including securities financing transactions as defined in Article 3, point (11), of Regulation (EU) 2015/2365 of the European Parliament and of the Councilnote;
(f)whether the execution venue may be used only for retail or professional clients, or for both;
(g)any limitations, other than those set out in points (d), (e) and (f), to the use of the execution venue.
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