Article 4, Point (a) · Commission Delegated Regulation (EU) 2025/300

Contents

(a)information and documents received in the context of the application for authorisation as a crypto-asset service provider pursuant to Commission Delegated Regulation (EU) 2025/305^note or of the notification pursuant to Commission Delegated Regulation (EU) 2025/303^note, and where relevant supplemented thereafter in the framework of supervision, including:

(i)the name of the crypto-asset service provider, its legal entity identifier as referred to in Article 17 of Commission Delegated Regulation establishing technical standards adopted pursuant to Article 68(10)(b) of Regulation (EU) 2023/1114, its website’s URL, its contact email address, telephone number, and physical address, and excerpts from national registers;

(ii)where applicable, the crypto-asset provider’s articles of association, as referred to in Article 62(2), point (c), of Regulation (EU) 2023/1114;

(iii)information about the management body of the crypto-asset service provider, including:

(1)the names and where available, the personal identification numbers of its members;

(2)information on the functions that each of its members hold within the crypto-asset service provider;

(3)where relevant, information on any changes to the management body and the competent authority’s assessment thereof;

(iv)information about the members of the management body of the crypto-asset service provider necessary to assess their good repute and suitability, including where available:

(1)information about their work experience, skills and time committed to their duties within the management body;

(2)the information about their reputation referred to in Article 7, point (e) of Delegated Regulation (EU) 2025/305;

(v)information about shareholders holding 10 % or more of the share capital or voting rights of the crypto-asset service provider, including their identity, the amount of their holdings, and the information about their reputation listed in Article 2, point (a), of Commission Delegated Regulation (EU) 2025/414^note, and where relevant, the competent authority’s assessment of any proposed acquisitions or disposals of a qualified holding in a crypto-asset service provider, in accordance with Article 83 of Regulation (EU) 2023/1114;

(vi)information about the organisational structure, operational conditions and compliance with the requirements set out in Title V of Regulation (EU) 2023/1114, including:

(1)the programme of operations setting out the types of crypto-asset services provided, including where and how those services are marketed, pursuant to Article 62(2), point (d), of Regulation (EU) 2023/1114;

(2)information about the governance arrangements and internal control mechanisms pursuant to Article 62(2), points (f) and (i) of Regulation (EU) 2023/1114;

(3)information concerning compliance with Articles 67, 68 and 70 of Regulation (EU) 2023/1114, including risk-management and accounting procedures;

(4)where available, the number of clients established or situated in a given Member State to which the crypto-asset service provider is providing services, the value of the crypto-assets managed or held for those clients, and the volumes of transactions executed for those clients;

(5)information about any situations in which a crypto-asset service provider is suspected of not complying with the requirements set out in Title V of Regulation (EU) 2023/1114, together with an explanation of the consequent measures taken or planned by the competent authority;