Article 2, Point (a) · Commission Delegated Regulation (EU) 2025/300

Contents

(a)general information and documents received in the context of the application for authorisation as an issuer of asset-referenced tokens pursuant to Commission Delegated Regulation establishing technical standards adopted pursuant to Article 18(6) of Regulation (EU) 2023/1114 or of the notification pursuant to Commission Delegated Regulation (EU) 2025/296^note, and where relevant supplemented thereafter in the framework of supervision, including:

(i)names, legal entity identifier or another identifier required pursuant to applicable national law as reported pursuant to Implementing Regulation (EU) 2024/2984, registered address and, where different, head office, contact details, relevant excerpts from national registers and, where applicable, articles of association and other instruments of constitution of the following persons, as applicable:

(1)the applicant issuer of the assets;

(2)the issuer of the assets;

(3)the offeror of the assets;

(4)the persons seeking admission to trade the assets;

(5)third-party entities referred to in Article 34(5), point (h), of Regulation (EU) 2023/1114;

(ii)all versions of the crypto-asset white paper referred to in Article 19 of Regulation (EU) 2023/1114, and information relating to any updates made to it pursuant to Article 25 of that Regulation;

(iii)all versions of the marketing communications referred to in Article 29 of Regulation (EU) 2023/1114;

(iv)the legal opinion referred to in Article 18(2), point (e), of Regulation (EU) 2023/1114;

(v)the programme of operations referred to in Article 18(2), point (d), of Regulation (EU) 2023/1114;

(vi)information about the members of the management body of the asset-referenced token issuer, including their names and positions within the management body, information necessary to assess their good repute and suitability, in particular information about their relevant knowledge, skills, work experience and time committed to their duties within the management body, and the information about their reputation referred to in Article 8(1), point (e) of Commission Delegated Regulation establishing technical standards adopted pursuant to Article 18(6) of Regulation (EU) 2023/1114;

(vii)where relevant, information on any changes to the management body of the issuer of asset-referenced tokens as referred to in Article 33 of Regulation (EU) 2023/1114, and the competent authority’s assessment hereof;

(viii)information about shareholders holding 20 % or more of the share capital or voting rights of the issuer of asset-referenced tokens, including their identity, the amount of their holdings and the information about their reputation referred to in Article 2, point (a) of Commission Delegated Regulation (EU) 2025/413^note;

(ix)the competent authority’s assessment of any proposed acquisitions or disposals of a qualified holding in an asset-referenced token issuer, in accordance with Article 41 of Regulation (EU) 2023/1114;

(x)information about the organisational structure, operational conditions and compliance with the requirements set out in Title III of Regulation (EU) 2023/1114 of the issuer of the asset-referenced token, including:

(1)the governance arrangements and internal control mechanisms referred to in Article 34 of Regulation (EU) 2023/1114;

(2)the compliance with own fund requirements, including on the outcome of stress testing programmes, in accordance with Article 35(1), (2) and (5) of Regulation (EU) 2023/1114;

(3)where applicable, the compliance with additional own funds requirements in accordance with Article 35(3) of Regulation (EU) 2023/1114;

(4)the compliance with the requirements on the reserve of assets in accordance with Article 36 of Regulation (EU) 2023/1114;

(5)the independent audit of the reserve of assets, including a summary of results, pursuant to Article 36(9) of Regulation (EU) 2023/1114;

(6)all versions of the recovery plan produced pursuant to Article 46(2) of Regulation (EU) 2023/1114, and information relating to the implementation of or updates to the recovery plan pursuant to Article 46(3) of Regulation (EU) 2023/1114;

(7)all versions of the redemption plan produced pursuant to Article 47(1) of Regulation (EU) 2023/1114, and information relating to any amendments made to it pursuant to Article 47(3) of Regulation (EU) 2023/1114;