Contents
- (a) each key stage of the CTP business may be reconstituted;
- (b) the original content of a record related to its business i…
- (c) measures to prevent unauthorised alteration of such record…
- (d) the data recorded are secured and confidential;
- (e) a mechanism for identifying and correcting errors is incor…
- (f) in the case of a system failure, the records are timely re…
Article 27Information on record keeping arrangements(Article 27da(2), point (k), of Regulation (EU) No 600/2014)#
An applicant seeking authorisation to operate a CT pursuant to Article 27db of Regulation (EU) No 600/2014 shall provide ESMA with information on the arrangements adopted to ensure that:
(a)each key stage of the CTP business may be reconstituted;
(b)the original content of a record related to its business in accordance with Article 27ha(3) of Regulation (EU) No 600/2014 before any corrections or other amendments may be recorded, traced and retrieved;
(c)measures to prevent unauthorised alteration of such records are in place;
(d)the data recorded are secured and confidential;
(e)a mechanism for identifying and correcting errors is incorporated in the record keeping system;
(f)in the case of a system failure, the records are timely recovered.
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