Chapter 2, Article 5, Point (d) · Commission Delegated Regulation (EU) 2024/1085

Contents

(a) verify whether the institution has a clear organisational…
(b) verify whether the decision-making process of the institut…
(c) verify, in accordance with Article 6:
(d) verify, in accordance with Article 7, whether the set-up o…
(e) assess, in accordance with Article 8, the internal governa…
(f) assess, in accordance with Article 9, whether the internal…
(g) verify, in accordance with Article 10, whether the interna…
(h) assess:
(i) assess, in accordance with Article 13, the adequacy of the…
(j) assess:
(k) assess:
(l) assess, in accordance with Article 19, the adequacy of the…
(m) verify, in accordance with Article 20, whether the interna…

(d)verify, in accordance with Article 7, whether the set-up of the trading desks for which the institution is in the process of being granted the approval, or has already obtained the approval, is adequate;