Contents
- 1. The complete file to be submitted by the investigation off…
- 2. When a file is incomplete, ESMA shall make a reasoned requ…
- 3. Where ESMA considers that the facts described in the state…
- 4. Where ESMA does not agree with the findings of the investi…
- 5. Where ESMA agrees with all or some of the findings of the…
- 6. ESMA may invite the person subject to investigation to whi…
- 7. If ESMA decides that one or more of the infringements of t…
4.Where ESMA does not agree with the findings of the investigation officer it shall submit a new statement of findings to the person subject to investigation. That statement of findings shall set a time limit of at least four weeks within which the person subject to investigation may make written submissions. ESMA shall not be obliged to take into account written submissions received after the expiry of that time limit for adopting a decision on the existence of an infringement and on supervisory measures and the imposition of a fine in accordance with Article 48e and 48f of Regulation (EU) 2016/1011.
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