Article 2, Point (1) · Regulation (EU) 2019/2088

Contents

(1) ‘financial market participant’ means:
(2) ‘insurance undertaking’ means an insurance undertaking aut…
(3) ‘insurance‐based investment product’ or ‘IBIP’ means:
(4) ‘alternative investment fund manager’ or ‘AIFM’ means an A…
(5) ‘investment firm’ means an investment firm as defined in p…
(6) ‘portfolio management’ means portfolio management as defin…
(7) ‘institution for occupational retirement provision’ or ‘IO…
(8) ‘pension product’ means:
(9) ‘pan‐European Personal Pension Product’ or ‘PEPP’ means a…
(10) ‘UCITS management company’ means:
(11) ‘financial adviser’ means:
(12) ‘financial product’ means:
(13) ‘alternative investment funds’ or ‘AIFs’ means AIFs as def…
(14) ‘pension scheme’ means a pension scheme as defined in poin…
(15) ‘undertaking for collective investment in transferable sec…
(16) ‘investment advice’ means investment advice as defined in…
(17) ‘sustainable investment’ means an investment in an economi…
(18) ‘professional investor’ means a client who meets the crite…
(19) ‘retail investor’ means an investor who is not a professio…
(20) ‘insurance intermediary’ means an insurance intermediary a…
(21) ‘insurance advice’ means advice as defined in point (15) o…
(22) ‘sustainability risk’ means an environmental, social or go…
(23) ‘European long‐term investment fund’ or ‘ELTIF’ means a fu…
(24) ‘sustainability factors’ mean environmental, social and em…

(1)‘financial market participant’ means:

(a)an insurance undertaking which makes available an insurance‐based investment product (IBIP);

(b)an investment firm which provides portfolio management;

(c)an institution for occupational retirement provision (IORP);

(d)a manufacturer of a pension product;

(e)an alternative investment fund manager (AIFM);

(f)a pan‐European personal pension product (PEPP) provider;

(g)a manager of a qualifying venture capital fund registered in accordance with Article 14 of Regulation (EU) No 345/2013;

(h)a manager of a qualifying social entrepreneurship fund registered in accordance with Article 15 of Regulation (EU) No 346/2013;

(i)a management company of an undertaking for collective investment in transferable securities (UCITS management company); or

(j)a credit institution which provides portfolio management;