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European Union
Commission Delegated Regulation (EU) 2017/1946
preamble
Recital (20)

Commission Delegated Regulation (EU) 2017/1946

law://eu/reg/2017/1946/rct_20@2026-11-12

Version in force onWhereEuropean Union

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History · 1 version

11 Jul 2017Reading

(20)Directive 2014/65/EU entered into force on 2 July 2014. Article 12(8) of that Directive replaces Article 10a(8) of Directive 2004/39/EC and contains empowerments to ESMA for the development of regulatory technical standards which are identical to those provided for under Article 10a(8) of Directive 2004/39/EC. Furthermore, the content of Articles 10b(4) and Article 10(4) of Directive 2004/39/EC is also identical to the content of Article 13(4) and Article 11(2) of Directive 2014/65/EU. In accordance with Article 94(1) of Directive 2014/65/EU, Directive 2004/39/EC will be repealed with effect from 3 January 2018. The adoption of the technical standards by the Commission in accordance with Article 10a(8) of Directive 2004/39/EC should also be considered in compliance with Article 12(8) of Directive 2014/65/EU with the consequence that the technical standard will continue to apply after 3 January 2018 without the need for further amendment,

Source: EUR-Lex, © European Union, 1998-2026. Reuse authorised under Decision 2011/833/EU.

Key facts

Type: Delegated regulation · Commission Delegated Regulation (EU) 2017/1946 · EEA relevant
Adopted: 11 Jul 2017
In force: 15 Nov 2017
Made by: Directorate-General for Financial Stability, Financial Services and Capital Markets Union, European Commission
Official: EUR-Lex 32017R1946 · ELI

Topics

financial instrument financial legislation investment company personal data shareholding technical standard trade information Freedom of establishment Free movement of capital Internal market - Principles

In force

This text since 11 Jul 2017

Connections

Cited by 1: Commission Implementing Regulation (EU) 2017/1944
Cites 3: Directive 2014/65/EU4 provisions; Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC; this act