Chapter I, Article 2, Point (b) · Regulation (EU) 2017/1129

Contents

(a) ‘securities’ means transferable securities as defined in p…
(b) ‘equity securities’ means shares and other transferable se…
(c) ‘non-equity securities’ means all securities that are not…
(d) ‘offer of securities to the public’ means a communication…
(da) ‘restructuring’ means restructuring as defined in Article…1 change
(db) ‘insolvency proceedings’ means insolvency proceedings as d…1 change
(e) ‘qualified investors’ means persons or entities that are l…
(f) ‘small and medium-sized enterprises’ or ‘SMEs’ means any o…
(g) ‘credit institution’ means a credit institution as defined…
(h) ‘issuer’ means a legal entity which issues or proposes to…
(i) ‘offeror’ means a legal entity or individual which offers…
(j) ‘regulated market’ means a regulated market as defined in…
(k) ‘advertisement’ means a communication with both of the fol…
(l) ‘regulated information’ means regulated information as def…
(m) ‘home Member State’ means:
(n) ‘host Member State’ means the Member State where an offer…
(o) ‘competent authority’ means the authority designated by ea…
(p) ‘collective investment undertaking other than the closed-e…
(q) ‘units of a collective investment undertaking’ means secur…
(r) ‘approval’ means the positive act at the outcome of the sc…1 change
(s) ‘base prospectus’ means a prospectus that complies with Ar…
(t) ‘working days’ means working days of the relevant competen…
(u) ‘multilateral trading facility’ or ‘MTF’ means a multilate…
(v) ‘organised trading facility’ or ‘OTF’ means an organised t…
(w) ‘SME growth market’ means an SME growth market as defined…
(x) ‘third country issuer’ means an issuer established in a th…
(y) ‘offer period’ means the period during which potential inv…
(z) ‘electronic format’ means an electronic format as defined…1 change

(b)‘equity securities’ means shares and other transferable securities equivalent to shares in companies, as well as any other type of transferable securities giving the right to acquire any of the aforementioned securities as a consequence of their being converted or the rights conferred by them being exercised, provided that securities of the latter type are issued by the issuer of the underlying shares or by an entity belonging to the group of the said issuer;