Contents
- 1. It shall be prohibited to sell, supply, transfer or export…1 change
- 1a. The transit via the territory of Russia of the goods and t…1 change
- 1b. Without prejudice to paragraph 1, it shall be prohibited t…1 change
- 2. It shall be prohibited to:2 changes
- 3. With regard to the goods of a value not exceeding EUR 5000…3 changes
- 3a. With regard to the goods falling under CN codes 271012, 29…4 changes
- 3aa. With regard to the goods falling under the CN codes listed…2 changes
- 3ab. With regard to the goods falling under the CN codes listed…2 changes
- 3ac. With regard to the goods falling under CN codes 850410, 85…2 changes
- 3ad. With regard to the goods falling under CN codes listed in…2 changes
- 3ae. With regard to the goods falling under CN code 2602, the p…2 changes
- 3af. With regard to the goods falling under CN codes 8481 80 an…2 changes
- 3ag. With regard to the goods falling under the CN codes listed…2 changes
- 3ah. With regard to the goods falling under the CN codes listed…2 changes
- 3ai. With regard to the goods falling under the CN codes listed…2 changes
- 3aj. With regard to the goods falling under the CN codes listed…2 changes
- 3ak. With regard to the goods falling under CN codes 6902 and 6…2 changes
- 3al. With regard to the goods falling under the CN codes listed…1 change
- 3b. With regard to the goods falling under CN codes included f…3 changes
- 3c. With regard to the goods listed in Part C of Annex XXIII,…2 changes
- 4. The prohibitions referred to in paragraph 1 and 2 shall no…
- 4a. The prohibitions in paragraphs 1, 1a, 1b and 2 shall not a…2 changes
- 5. The competent authorities of the Member States may authori…6 changes
- 5a. The competent authorities of the Member States may authori…10 changes
- 5aa. The competent authorities of the Member States may authori…3 changes
- 5b. By way of derogation from paragraphs 1, 1b and 2, the comp…3 changes
- 5c. By way of derogation from paragraph 1a, the competent auth…1 change
- 5d. By way of derogation from paragraphs 1 and 2, the competen…1 change
- 5e. By way of derogation from paragraphs 1 and 2, the competen…1 change
- 5f. By way of derogation from paragraphs 1 and 2, the competen…1 change
- 5g. By way of derogation from paragraphs 1 and 2, the competen…2 changes
- 5h. The competent authorities may authorise, under such condit…1 change
- 5i. The competent authorities may authorise, under such condit…1 change
- 5j. By way of derogation from paragraph 1a, the competent auth…1 change
- 6. When deciding on requests for the authorisations referred…4 changes
- 7. The Member State concerned shall inform the other Member S…5 changes
Article 3k#
1.It shall be prohibited to sell, supply, transfer or export, directly or indirectly, goods which could contribute in particular to the enhancement of Russian industrial capacities, whether or not originating in the Union, as listed in Annex XXIII, to any natural or legal person, entity or body in Russia or for use in Russia.
1a.The transit via the territory of Russia of the goods and technology as listed in Annex XXXVII, exported from the Union, shall be prohibited.
1b.Without prejudice to paragraph 1, it shall be prohibited to sell, supply, transfer or export, directly or indirectly goods falling under CN codes 73041100, 73041910, 73041930, 73041990, 73042200, 73042300, 73042910, 73042930, 73042990, 73051100, 73051200, 73051900, 73052000, 730611, 730619, 73062100, 73062900, 82071300, 82071910, 841350, 841360, 84138200, 84139200, 84304900, 84313900, 84314300, 843149, 87052000, 89052000 or 89059010, as listed in Annex XXIII, to any natural or legal person, entity or body in Russia, including its Exclusive Economic Zone and Continental Shelf, or for use in Russia, including its Exclusive Economic Zone and Continental Shelf.
2.It shall be prohibited to:
(a)provide technical assistance, brokering services or other services related to the goods and technology referred to in paragraphs 1 and 1b and to the provision, manufacture, maintenance and use of those goods and technology, directly or indirectly to any natural or legal person, entity or body in Russia or for use in Russia;
(b)provide financing or financial assistance related to the goods and technology referred to in paragraphs 1 and 1b for any sale, supply, transfer or export of those goods and technology, or for the provision of related technical assistance, brokering services or other services, directly or indirectly to any natural or legal person, entity or body in Russia, or for use in Russia;
(c)sell, license or transfer in any other way intellectual property rights or trade secrets as well as grant rights to access or re-use any material or information protected by means of intellectual property rights or constituting trade secrets related to the goods and technology referred to in paragraphs 1 and 1b and to the provision, manufacture, maintenance and use of those goods and technology, directly or indirectly to any natural or legal person, entity or body in Russia or for use in Russia.
3.With regard to the goods of a value not exceeding EUR 50000 per unit falling under CN codes 870323, 870324, 870332, 870333, 870340, 870350, 870360, 870370, 870380, 870390 or 8903, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 25 September 2023 of contracts concluded before 24 June 2023, or of ancillary contracts necessary for the execution of such contracts.
3a.With regard to the goods falling under CN codes 271012, 290960, 390599, 400219, 400270, 401011, 401012, 401120, 401290, 480593, 481029, 482390, 721661, 840211, 845430, 847710, 847720, 847759, 847780, 847790, 851432, 851440, 852589, 870421, 902490, 903110, 903141, 903149, 903180, 903190 or 940620, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 25 September 2023 of contracts concluded before 24 June 2023, or of ancillary contracts necessary for the execution of such contracts.
3aa.With regard to the goods falling under the CN codes listed in Annex XXIIIA, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 20 March 2024 of contracts concluded before 19 December 2023, or of ancillary contracts necessary for the execution of such contracts.
3ab.With regard to the goods falling under the CN codes listed in Annex XXIIIB, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 20 June 2024 of contracts concluded before 19 December 2023, or of ancillary contracts necessary for the execution of such contracts.
3ac.With regard to the goods falling under CN codes 850410, 850421, 850422, 850423, 850431, 850440, 850450 and 850490, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 25 May 2024 of contracts concluded before 24 February 2024, or of ancillary contracts necessary for the execution of such contracts.
3ad.With regard to the goods falling under CN codes listed in Annex XXIIIC, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 26 September 2024 of contracts concluded before 25 June 2024, or of ancillary contracts necessary for the execution of such contracts.
3ae.With regard to the goods falling under CN code 2602, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 26 July 2024 of contracts concluded before 25 June 2024, or of ancillary contracts necessary for the execution of such contracts.
3af.With regard to the goods falling under CN codes 8481 80 and 8708 99, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 26 December 2024 of contracts concluded before 25 June 2024, or of ancillary contracts necessary for the execution of such contracts.
3ag.With regard to the goods falling under the CN codes listed in Annex XXIIID, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 26 May 2025 of contracts concluded before 25 February 2025, or of ancillary contracts necessary for the execution of such contracts.
3ah.With regard to the goods falling under the CN codes listed in Annex XXIIIE, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 21 October 2025 of contracts concluded before 20 July 2025, or of ancillary contracts necessary for the execution of such contracts.
3ai.With regard to the goods falling under the CN codes listed in Annex XXIIIF, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 21 January 2026 of contracts concluded before 20 July 2025, or of ancillary contracts necessary for the execution of such contracts.
3aj.With regard to the goods falling under the CN codes listed in Annex XXIIIG, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 25 January 2026 of contracts concluded before 24 October 2025, or of ancillary contracts necessary for the execution of such contracts.
3ak.With regard to the goods falling under CN codes 6902 and 6909 19, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 25 April 2026 of contracts concluded before 24 October 2025, or of ancillary contracts necessary for the execution of such contracts.
3al.With regard to the goods falling under the CN codes listed in Annex XXIIIH, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 25 July 2026 of contracts concluded before 24 April 2026, or of ancillary contracts necessary for the execution of such contracts.
3b.With regard to the goods falling under CN codes included for the first time in Annex XXIII to this Regulation on 24 June 2023 and which are not referred to in paragraphs 3 and 3a of this Article, and with the exception of goods falling under CN codes which were already included in Annex XVIII to this Regulation, the prohibitions in paragraphs 1 and 2 of this Article shall not apply to the execution until 25 September 2023 of contracts concluded before 24 June 2023, or of ancillary contracts necessary for the execution of such contracts.
3c.With regard to the goods listed in Part C of Annex XXIII, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 27 March 2023 of contracts concluded before 26 February 2023, or of ancillary contracts necessary for the execution of such contracts.This provision does not apply to goods falling under CN codes 720825, 720890, 720925, 720928, 721924 as listed in Part C of Annex XXIII, to which paragraph 3 applies.
4.The prohibitions referred to in paragraph 1 and 2 shall not apply to goods which are necessary for the official purposes of diplomatic or consular missions of Member States or partner countries in Russia or of international organisations enjoying immunities in accordance with international law, or to the personal effects of their staff.
4a.The prohibitions in paragraphs 1, 1a, 1b and 2 shall not apply to the sale, supply, transfer or export of the goods and technology referred to in paragraph 1 or to the related provision of technical and financial assistance, for non-military use and for a non-military end-user, intended for health emergencies, the urgent prevention or mitigation of an event likely to have a serious and significant impact on human health and safety or the environment, or as a response to natural disasters.
5.The competent authorities of the Member States may authorise, under the conditions they deem appropriate, the sale, supply, transfer or export of the goods and technology listed in Annex XXIII, or the provision of related technical or financial assistance, after having determined that such goods or technology or the provision of related technical or financial assistance are necessary for:
(a)medical or pharmaceutical purposes, or for humanitarian purposes, such as delivering or facilitating the delivery of assistance, including medical supplies, food, or the transfer of humanitarian workers and related assistance or for evacuations; or
(b)the exclusive use and under the full control of the authorising Member State and in order to fulfil its maintenance obligations in areas which are under a long-term lease agreement between that Member State and the Russian Federation; or
(c)the establishment, operation, maintenance, fuel supply and retreatment and safety of civil nuclear capabilities, and the continuation of design, construction and commissioning required for the completion of civil nuclear facilities, the supply of precursor material for the production of medical radioisotopes and similar medical applications, or critical technology for environmental radiation monitoring, as well as for civil nuclear cooperation, in particular in the field of research and development.
5a.The competent authorities of the Member States may authorise, under such conditions as they deem appropriate, the sale, supply, transfer or export of the following goods, or the provision of related technical or financial assistance, after having determined that such goods or the provision of related technical or financial assistance are necessary for personal household use of natural persons in Russia:
(a)goods falling under CN code 8417 20;
(b)taps, cocks and valves falling under CN code 8481 80 that are designed for plumbing, heating, ventilation or air conditioning systems;
(c)copper tubes, pipes and pipe fittings falling under CN codes 7411 or 7412 that have an internal diameter of up to 50 mm;
(d)goods falling under CN code 7007 19 80;
(e)goods falling under CN code 7615 10, CN code 8414 51, CN code 8414 60, CN code 8422 30 and CN code 8423 10;
(f)goods falling under CN code 391620 when strictly necessary for the sale of PVC flooring or windows;
(g)goods falling under CN codes 3920431099, 39259010, 3925908000 or 83024150 strictly necessary for the sale of windows.
5aa.The competent authorities of the Member States may authorise, under such conditions as they deem appropriate, the sale, supply, transfer or export of goods falling under CN codes 28352200, 292090, 391710 and 392062, or the provision of related technical or financial assistance, after having determined that such goods are sold, supplied, transferred or exported strictly for the production of food items for human consumption in Russia.
5b.By way of derogation from paragraphs 1, 1b and 2, the competent authorities may authorise, under such conditions as they deem appropriate, the sale, supply, transfer or export of the goods falling under CN chapters 72, 84, 85 and 90 as listed in Annex XXIII, or related technical assistance, brokering services, financing or financial assistance, after having determined that it is strictly necessary for the production of titanium goods required in the aeronautic industry, for which no alternative supply is available.
5c.By way of derogation from paragraph 1a, the competent authorities may authorise the transit via the territory of Russia of goods and technology which could contribute in particular to the enhancement of Russian industrial capacities as listed in Annex XXXVII, after having determined that such goods or technology are intended for the purposes set out in paragraphs 5 and 5b of this Article.
5d.By way of derogation from paragraphs 1 and 2, the competent authorities of the Member States may authorise, under such conditions as they deem appropriate, the sale, supply, transfer or export of the goods and technology falling under CN codes 3917, 8421, 8471, 8523, 8536 and 8544, as listed in Annex XXIII, or the provision of related technical or financial assistance, after having determined that those goods or the provision of related technical or financial assistance are necessary for the purposes of maintenance or repair of medical devices.
5e.By way of derogation from paragraphs 1 and 2, the competent authorities may authorise, under such conditions as they deem appropriate, the export and transfer of the goods falling under CN codes 8414 90 and 9026, as listed in Annex XXIII, that are physically located in the Union as of 25 June 2024 for the purpose of maintenance or repairs, or the provision of related technical assistance, brokering services or other services, or financing or financial assistance, after having determined that it is strictly necessary for the functioning of the Sakhalin-2 (Сахалин-2) Project to ensure Japan’s energy security.
5f.By way of derogation from paragraphs 1 and 2, the competent authorities may authorise, under such conditions as they deem appropriate, the export of goods falling under CN codes 9026, 9027 and 9031, as listed in Annex XXIII, the importation of which had previously been authorised pursuant to Article 3i(3f).
5g.By way of derogation from paragraphs 1 and 2, the competent authorities may authorise, under such conditions as they deem appropriate, the export and transfer of the goods falling under CN codes 8517 62 and 8523 52, as listed in Annex XXIII, provided that they are intended for civilian electronic communications networks which are not the property of an entity that is publicly controlled or with over 50 % public ownership.
5h.The competent authorities may authorise, under such conditions as they deem appropriate, the sale, supply, transfer or export of goods falling under CN code 842230, or the provision of related technical or financial assistance, after having determined that such goods or the provision of related technical or financial assistance are necessary for the packaging of food, beverages and pharmaceuticals.
5i.The competent authorities may authorise, under such conditions as they deem appropriate, the sale, supply, transfer or export of goods falling under CN code 340290, or the provision of related technical or financial assistance, after having determined that such goods or the provision of related technical or financial assistance are necessary for the execution of contracts concluded before 1 January 2025 until 1 January 2028 or until their expiry date, whichever is earlier.
5j.By way of derogation from paragraph 1a, the competent authorities may authorise the transit via the territory of Russia of goods and technology falling under CN code 34031980 as listed in Annex XXXVII exported from Hungary, after having determined that such goods or technology are destined for Azerbaijan.
6.When deciding on requests for the authorisations referred to in paragraphs 5, 5a, 5aa, 5b, 5c and 5d the competent authorities shall not grant an authorisation for exports to any natural or legal person, entity or body in Russia or for use in Russia, if they have reasonable grounds to believe that the goods might have a military end-use.
7.The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraph 5, 5a, 5aa, 5b, 5c, 5d, 5g, 5h, 5i or 5j within two weeks of the authorisation.
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