Regulation (EU) No 600/2014

means a message from one member or participant to another within a trading system in relation to available trading interest that contains all necessary information to agree on a trade;

means derivative contracts relating to products listed in Article 1 of, and Annex I, Parts I to XX and XXIV/1 to, Regulation (EU) No 1308/2013 of the European Parliament and of the Council;

means ancillary services as defined in Article 4(1)(3) of Directive 2014/65/EU;

means a person authorised under this Regulation to provide the service of publishing trade reports on behalf of investment firms pursuant to Articles 20 and 21;

means a person authorised under this Regulation to provide the service of reporting details of transactions to competent authorities or to ESMA on behalf of investment firms;

means any rate, index or figure, made available to the public or published that is periodically or regularly determined by the application of a formula to, or on the basis of the value of one or more underlying assets or prices, including estimated prices, actual or estimated interest rates or other values, or surveys and by reference to which the amount payable under a financial instrument or the value of a financial instrument is determined.

means a branch as defined in Article 4(1)(30) of Directive 2014/65/EU;

means a CCP within the meaning of Article 2(1) of Regulation (EU) No 648/2012;

means those securities which are negotiable on the capital market and which in case of a repayment of investment by the issuer are ranked above shares but below unsecured bond instruments and other similar instruments;

means

means a client as defined in Article 4(1)(9) of Directive 2014/65/EU;

means close links as defined in Article 4(1)(35) of Directive 2014/65/EU;

means those financial instruments defined in point (44)(c) of Article 4(1) of Directive 2014/65/EU;

means a competent authority as defined in point (26) of Article 4(1) of Directive 2014/65/EU and, for the authorisation and supervision of data reporting services providers, ESMA, with the exception of those approved reporting mechanisms (ARMs) and approved publication arrangements (APAs) with a derogation in accordance with paragraph 3 of this Article;

means:

means a credit institution as defined in Article 4(1)(1) of Regulation (EU) No 575/2013 of the European Parliament and of the Council;

means a person authorised in accordance with Title IVa, Chapter 1, of this Regulation to provide the service of collecting data from trading venues and APAs, and of consolidating those data into a continuous electronic live data stream providing core market data and regulatory data;

means a person referred to in points (34) to (36) and a person referred to in Article 27b(2);

means dealing on own account as defined in Article 4(1)(6) of Directive 2014/65/EU;

means depositary receipts as defined in Article 4(1)(45) of Directive 2014/65/EU;

means those financial instruments defined in point (44)(c) of Article 4(1) of Directive 2014/65/EU;

means an investment firm responsible for making transactions public through an APA in accordance with Article 20(1) and Article 21(1);

means an exchange-traded fund as defined in Article 4(1)(46) of Directive 2014/65/EU;

means a transaction in a derivative contract or other financial instrument contingent on the simultaneous execution of an equivalent quantity of an underlying physical asset;

means a derivative that is traded on a regulated market or on a third-country market considered to be equivalent to a regulated market in accordance with Article 28 of this Regulation, and as such does not fall within the definition of an OTC derivative as defined in Article 2(7) of Regulation (EU) No 648/2012;

means execution on behalf of clients as defined in Article 4(1)(5) of Directive 2014/65/EU;

means a financial instrument as defined in Article 4(1)(15) of Directive 2014/65/EU;

means a home Member State as defined in Article 4(1)(55) of Directive 2014/65/EU;

means a host Member State as defined in Article 4(1)(56) of Directive 2014/65/EU;

means an interoperability arrangement as defined in Article 2(12) of Regulation (EU) No 648/2012;

means an investment firm as defined in Article 4(1)(1) of Directive 2014/65/EU;

means investment services and activities defined in Article 4(1)(2) of Directive 2014/65/EU;

means:

means a situation in which:

means a management body as defined in Article 4(1)(36) of Directive 2014/65/EU;

means a market maker as defined in Article 4(1)(7) of Directive 2014/65/EU;

means a market operator as defined in Article 4(1)(18) of Directive 2014/65/EU;

means a multilateral trading facility as defined in Article 4(1)(22) of Directive 2014/65/EU;

means any system or facility in which multiple third-party buying and selling trading interests in financial instruments are able to interact;

means rules that leave the regulated market or the market operator or investment firm operating an MTF with no discretion as to how interests may interact.

means an organised trading facility as defined in Article 4(1)(23) of Directive 2014/65/EU;

means an order priced as a single unit:

means:

means a risk reduction service in which two or more counterparties wholly or partially terminate some or all of the derivatives submitted by those counterparties for inclusion in the portfolio compression and replace the terminated derivatives with another derivative whose combined notional value is less than the combined notional value of the terminated derivatives;

means a professional client as defined in Article 4(1)(10) of Directive 2014/65/EU;

means a regulated market as defined in Article 4(1)(21) of Directive 2014/65/EU;

means data related to the status of systems matching orders in financial instruments and data related to the trading status of individual financial instruments;

means senior management as defined in point (37) of Article 4(1) of Directive 2014/65/EU;

means sovereign debt as defined in Article 4(1)(61) of Directive 2014/65/EU;

means a structured deposit as defined in Article 4(1)(43) of Directive 2014/65/EU;

means those securities created to securitise and transfer credit risk associated with a pool of financial assets entitling the security holder to receive regular payments that depend on the cash flow from the underlying assets;

means a systematic internaliser as defined in Article 4(1)(20) of Directive 2014/65/EU;

means an entity, the head office of which is established in a third country, that is authorised or licensed under the law of that third country to carry out any of the services or activities listed in Directive 2013/36/EU, Directive 2014/65/EU;

means a third-country firm as defined in Article 4(1)(57) of Directive 2014/65/EU;

means a trading venue as defined in Article 4(1)(24) of Directive 2014/65/EU;

means transferable securities as defined in Article 4(1)(44) of Directive 2014/65/EU;

means wholesale energy products as defined in Article 2(4) of Regulation (EU) No 1227/2011 of the European Parliament and of the Council;