Contents
In Case 124/80REFERENCE to the Court under Article 177 of the EEC Treaty by the Economische Politierechter of the Arrondissementsrechbank, Rotterdam, for a preliminary ruling in the proceedings pending before it betweenTHE COURTcomposed of: J. Mertens de Wilmars, President, P. Pescatore, Lord Mackenzie Stuart and T. Koopmans (Presidents of Chambers), A. O'Keeffe, G. Bosco, A. Touffait, O. Due and U. Everling, Judges,Advocate General: G. ReischlRegistrar: A. Van Houttegives the following
Judgment
Facts
The judgment making the reference and the observations submitted under Article 20 of the Protocol on the Statute of the Court of Justice of the EEC may be summarized as follows.
I —Facts and procedure
On 20 October 1970, the Council of the European Communities adopted, pursuant in particular to Articles 42 and 43 of the EEC Treaty, Regulation (EEC) No 2141/70 laying down a common structural policy for the fishing industry (Official Journal, English Special Edition 1970 (III), p. 703) and Regulation (EEC) No 2142/70 on the common organization of the market in fishery products (Official Journal, English Special Edition 1970 (III), p. 707).Articles 98 to 103 of the Act concerning the Conditions of Accession and the Adjustments to the Treaties, annexed to the Treaty of 22 January 1972, known as “the Accession Treaty,” contain provisions relating to fisheries. In particular, Article 102 provides that the Council, acting on a proposal from the Commission, shall determine, from the sixth yiar after accession at the latest, conditions for fishing with a view to ensuring protection of the fishing grounds and conservation of the biological resources of the sea.On 19 January 1976, the Council adopted Regulation (EEC) No 100/76 on the common organization of the market in fishery products (Official Journal L 20, p. 1) and Regulation (EEC) No 101/76 laying down a common structural policy for the fishing industry (Official Journal L 20, p. 19). The first of those regulations repeals Regulation (EEC) No 2142/70 and the second regulation repeals Regulation (EEC) No 2142/70 and the second regulation repeals Regulation (EEC) No 2141/70.Article 4 of Regulation No 101/76 provides that:“Where there is a risk of over-fishing of certain stocks in the maritime waters referred to in Article 2, of one or other Member State, the Council, acting in accordance with the procedure provided for in Article 43 (2) of the Treaty on a proposal from the Commission may adopt the necessary conservation measures.In particular, these measures may include restrictions relating to the catching of certain species, to areas, to fishing seasons, to methods of fishing and to fishing gear.”At its meeting on 30 October 1976 in The Hague the Council drew up and formally adopted on 3 November 1976 a resolution that the Member States would by concerted action extend as from 1 January 1977 their fisheries jurisdiction to 200 miles off their North Sea and North Atlantic coasts.On the same occasion, the Council agreed (Annex VI to the Resolution) to a Commission declaration (hereinafter referred to as “The Hague Resolution”) worded as follows:“Pending the implementation of the Community measures at present in preparation relating to the conservation of resources, the Member States will not take any unilateral measures in respect of the conservation of resources.However, if no agreement is reached for 1977 within the international fisheries commissions and if subsequently no autonomous Community measures could be adopted immediately, the Member States could then adopt, as an interim measure and in a form which avoids discrimination, appropriate measures to ensure the protection of resources situated in the fishing zones off their coasts.Before adopting such measures, the Member State concerned will seek the approval of the Commission, which must be consulted at all stages of the procedures.Any such measures shall not prejudice the guidelines to be adopted for the implementation of Community provisions on the conservation of resources.”Although on 18 February 1977 the Council adopted Regulation (EEC) No 350/77 laying down certain interim measures for the conservation and management of fishery resources (Official Journal L 48, p. 28), it was necessary, as regards 1978, to use the power provided for in the second paragraph of Annex VI to The Hague Resolution whereby Member States are empowered to adopt appropriate measures where there are no autonomous Community measures.When, in December 1978, at the end of the transitional period provided for in Article 102 of the Act of Accession, it became clear to the Council that it would not manage to adopt in good time the conservation measures necessary for the year 1979, it decided as follows on 19 December 1978:1. “Member States shall conduct their fisheries in such a way that the catches of their vessels during the interim period shall take into account TACs [total allowable catches] submitted by the Commission to the Council in its communication of 23 November 1978 and the part of the TACs made available to third countries under agreements or arrangements made with them by the Community. The catches taken in the interim period will be offset against the allocations eventually decided upon by the Council for 1979.2. As regards technical measures for the conservation and surveillance of fishery resources, Member States shall apply the same measures as they applied on 3 November 1976, and other measures taken in accordance with the procedures and criteria of Annex VI of the Council resolution of 3 November 1976.”The system thus established was extended every three months by Council decisions adopted on 9 April 1979 (Official Journal L 93, p. 40), 25 June 1979 (Official Journal L 161, p. 46) and 29 October 1979 (Official Jounal L 277, p. 10).Pursuant to the Council decision of 19 December 1978 and subsequent decisions, the Netherlands Government adopted for 1979 interim measures on the limitation of catches of sea fish other than sole and plaice. Those measures were approved by the Commission on 25 July 1979 (Official Journal 1980, C 133, p. 4).In October 1979, one of Firma van Dam & Zonen's boats fished and landed cod in the Netherlands port of Stellendam in breach of the conservation measures adopted by the Netherlands Government.When criminal proceedings were brought before the Economische Politierechter [Magistrate dealing with commercial offences] of the Arrondissementsrechtbank [District Court] Rotterdam, Firma van Dam & Zonen claimed that the measures adopted by the Netherlands Government were contrary to Community law. This prompted the court making the reference to refer to the Court of Justice, by a judgment of 4 March 1980, a request for a preliminary ruling worded as follows :“Are the measures adopted for 1979 by the Netherlands authorities, such as the regulations referred to in the summons, namely the dicision laying down for 1979 interim measures on the limitaiton of catches of sea fish other than sole and plaice [Beschikking voorlopige Regeling Vangstbeperking andere Zeevissoorten dan Tong en Schol 1979] (Nederlandse Staatscourant [Netherlands Official Journal] 1979-124) and the Decision [Beschikking] of 27 August 1979 under No J 3247 (Nederlandse Staatscourant No 167 of 28 August 1979) based on Community law?”The judgment making the reference was registered at the Court on 22 May 1980.Pursuant to Article 20 of the Protocol on the Statute of the Court of Justice of the EEC, observations were submitted by the Netherlands Government, by the Government of the United Kingdom, represented by its Agent, G. Dagtoglou, Treasury Solicitor's Department, by the Commission of the European Communities, represented by H.J. Bronkhorst, a member of the Commission's Legal Department, acting as Agent, by the French Government and by the accused in the main proceedings represented by W. L. Nouwen, of the Rotterdam Bar.After hearing the report of the Judge-Rapporteur and the views of the Advocate General, the Court decided to open the oral procedure without any preparatory inquiry. It nevertheless asked the parties to make at the hearing any observations which they considered to arise on the argument of the defendant in the main proceedings concerning an infringement of Council Regulation No 101/76 by the Council Decisions of December 1978 and April, June and October 1979.
II —Written observations submitted pursuant to Article 20 of the Protocol on the Statute of the Court of Justice of the EEC
A —Observations submitted by the Netherlands Government
According to the Netherlands Government, which insists on the need to lay down a Community policy for the conservation of resources, the Member States may no longer adopt unilateral conservation measures without adversely affecting the common fisheries policy. However, in the absence of final agreement on Community conservation measures before 1 January 1979, it was necessary to establish a Community framework enabling the Member States to adopt conservation measures The Council therefore adopted the above-mentioned decisions of 1 January 1979, 9 April 1979, 25 June 1979 and 29 October 1979.Pursuant to those decisions, Member States not only have the power but are also under a duty to apply during 1979 the necessary limitations on catches. Those measures should however be compatible with Community law. This means in the view of the Netherlands Government that they cannot be discriminatory, must not be restricted to territorial waters and must as far as possible be an extension of what already exists at the Community level. For this purpose the measure adopted should follow the lines of the proposals submitted by the Commission to the Council in this respect. Finally, approval of the national measures by the Commission provides a gurantee that they are in accordance with Community law.In conclusion, the Netherlands Government suggests that the Court should reply to the question referred to it that in the given circumstances Member States not only had the power but were also under a duty to take the necessary conservation measures for the purpose of implementing the above-mentioned decisions of the Council in so far as those measures satisfy the conditions set out above.
B —Observations submitted by the Government of the United Kingdom
The Government of the United Kingdom first of all questions the exact scope of the question and considers that the question should be directed to ascertaining whether the measures taken are compatible with or in accordance with Community law. According to that Government, even after the end of the transitional period laid down in Article 102 of the Accession Treaty, the Member States continue to have power, in the absence of express provisions to the contrary, to adopt national conservation measures as long as such measures have not been adopted by the Council. This power exists even where there is no express authorization by the Community. These national measures must comply with the requirements laid down in the Treaty and such other texts as are relevant. This does not however involve the obligation for Member States to comply with the proposals which have been submitted by the Commission in this respect and which have remained merely proposals. Nor must they obtain the Commission's authorization for the implementation of those measures but must simply seek its approval.Moreover, even assuming that the Court does not share the views of the Government of the United Kingdom, it would however be necessary to consider that the national measures adopted in accordance with the authorizations granted by the above-mentioned Council decisions of December 1978 and April, June and October 1979 are in accordance with Community law.
C —Observations submitted by the Commission of the European Communities
In the Commission's view, the Member States no longer have power, in any case after the end of the transitional period, in other words after 31 December 1978, to adopt on their own authority fishery conservation measures.The Court, in the judgment of 10 July 1980 in Case 32/79, Commission of the European Communities v United Kingdom of Great Britain and Northern Ireland, [1980] ECR 2403, stated that if the Council has not adopted Community measures, the Member States must take them at national level in the interests of the Community and in accordance with both the substantive and the procedural rules arising under Community law. As far as procedure is concerned this means the duty to comply with the notification procedure laid down in Articles 2 and 3 of Council Regulation (EEC) No 101/76 and the need to obtain the approval of the Commission. This duty of approval arises from Annex VI to the Hague Resolution and was recognized by Mr Advocate General Reischl in his opinion delivered prior to the judgment of 4 October 1979 in Case 141/78, France v United Kingdom [1979] ECR 2951.With regard to the substance of the case, the measures adopted by national authorities must, to be in acordance with Community law, take into account the general duty of cooperation laid down in Article 5 of the Treaty, provide for the free movement of goods laid down in Article 30 of the Treaty and avoid all discrimination in accordance with Article 7 of the Treaty and Article 2 of the above-mentioned Council Regulation (EEC) No 101/76. Finally, the measures must be based on proposals made to the Council by the Commission.The Commission concludes from an examination of the procedure followed and the contents of the measures adopted by the Netherlands Government that those measures are in accordance with Community law and suggests that the Court of Justice should give the following reply to the question referred to it:“The decision of 1979 laying down interim measures on the limitation of catches of sea fish other than sole and plaice (Nederlandse Staatscourant 1979/124) and the provisions extending and implementing that decision were adopted by the Netherlands Government taking into account the requirements of Community law.”
D —Observations submitted by the French Government
The French Government maintains that since the end of the transitional period all national powers to take measures for the conservation for the biological resources of the sea have come to an end and that from that date it is for the Council alone to adopt such measures.In its view, the system established by Annex VI to The Hague Resolution was, as the Court acknowledged by implication in its judgment of 16 February 1978 in Case 61/77, Commission of the European Communities v Ireland [1978] ECR 417, a provisional system intended to remain in force pending the adoption of Community measures which, under Article 102 of the Accession Treaty, should have been adopted by 31 December 1978 at the latest. The extension of the provisional arrangements beyond 31 December 1978 which would, in its view, be the result of acknowledging that the measures adopted by the Netherlands Government were valid, would make Article 102 purposeless since there would be no difference between the final system of conservation of resources and the transitional period created by that provision.In the absence of Community measures to take over from national measures when the transitional period expires, the rules of the Treaty which have become directly applicable provide the legal framework sought.Having thus emphasized the risks to which the maintenance of national powers with regard to the conservation of resources exposes the common fisheries policy and the interests of fishermen, the French Gouvernment concludes that“neither the Netherlands Government nor the Commission therefore have power to adopt or approve the conservation measures mentioned in the operative part of the order for reference; those measures, since they were not adopted by the Council, emanate from an authority which is not empowered to adopt them.”
E —Observations submitted by the accused in the main proceedings
Having recalled the facts of the case and the relevant case-law of the Court, the accused in the main proceedings claims that in paragraphs 19 and 26 of the decision in its judgment of 14 July 1976 in Joined Cases 3, 4 and 6/76, Kramer, [1976] ECR 1279, paragraph 14 of the decision in its judgment of 16 February 1978 in Case 88/77, Schonenberg [1978] ECR 473, and paragraph 9 of the decision in its judgment of 3 July 1979 in Joined Cases 185 and 204/78, van Dam [1979] ECR 2345, the Court emphasized the temporary nature of the transitional period laid down in Article 102. The Court, moreover, in a letter of 8 March 1979 addressed to the parties in the above-mentioned van Dam case, acknowledged the existence of a legal vacuum from 1 January 1979 in the field of the protection of biological resources. Since this finding was reached after the Council adopted the above-mentioned decision of 19 December 1978, it follows that in the opinion of the Court that vacuum exists in spite of that decision and in spite of its extension during 1979.Moreover, the decisions of December 1978 and April, June and October 1979 were adopted without complying with the procedure laid down in Article 4 of Council Regulation (EEC) No 101/76, which provides, by reference to Article 43 (2) of the Treaty, for consultation of the Assembly. However, the procedure laid down in Article 4 of Regulation (EEC) No 101/76 is, as the Parliament's Legal Affairs Committee found (Working Document 80/78, EP 52.232/fin.), binding on the Council.Since the accused has therefore called in question the legality of the Council decisions pursuant to which the measures were adopted by the Netherlands Government, it suggets that the Court should reply to the question referred to it that the national rules at issue in the question referred to the Court for a preliminary ruling have no legal basis.
III —Oral procedure
At the sitting on 9 December 1980, the Netherlands Government, represented by A. Bos, acting as Agent, the French Government, represented by G. Guillaume, acting as Agent, the Government of the United Kingdom, represented by Lord Mackay of Clashfern Q.C., the Commission of the European Communities, represented by H. Bronkhorst, acting as Agent, and the Council of the European Communities, represented by B. Schloh, acting as Agent, presented oral argument.On that occasion the Council, supported by the Netherlands Government, maintained that its decisions of 19 December 1978, 9 April 1979, 25 June 1979 and 29 October 1979 were special measures which were not and could not have been based on Council Regulation No 101/76. That regulation, which was adopted at a time when the problems of the conservation of the biological resources of the sea had not attained their present dimensions, does not provide a satisfactory solution to the problems. It was accordingly necessary for the Council to enact ad hoc measures, which it did in the form of the decisions in question. Those decisions constitute a reminder to the Member States of their obligations under Article 5 of the EEC Treaty and contain both standstill measures and a restricted restoration of certain powers to the Member States.The Commission is of the view that the decisions of the Council must be considered not as conservation measures within the meaning of Council Regulation No 101/76 but as a formal reminder to the Member States of their obligations under Arcticle 5 of the EEC Treaty.The French Government considers that the decisions of the Council do not come within the scope of Council Regulation No 101/76 because they constitute mere standstill decisions under the terms of which the Member States are not authorized to enact new measures. They may not be interpreted as delegating the power of the Council to the Member States, which would be entirely unlawful.The Government of the United Kingdom for its part maintains that the Member States remain entitled to enact conservation measures even after the end of the transitional period provided for in Article 102 of the Act of Accession; that entitlement is only terminated when the Council lays down a common policy in the field. The decisions of the Council merely recognize that situation by requiring a certain surveillance of the exercise by the Member States of their power. In adopting those decisions the Council was not subject to the requirements of Article 4 of Council Regulation No 101/76.The Advocate General delivered his opinion at the sitting on 12 February 1981.
Decision
Costs
Operative part
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