Contents
In Case 7/75Reference to the Court under Article 177 of the EEC Treaty by the Tribunal du Travail (Labour Court) of Nivelles (Belgium) for a preliminary ruling in the action pending before that court betweenMR AND MRS F., residing in Belgium,andBELGIAN STATE, through its Minister for Social Security, Brussels,THE COURTcomposed of: R. Lecourt, President, J. Mertens de Wilmars and A. J. Mackenzie Stuart, Presidents of Chambers, A. M. Donner, R. Monaco, P. Pescatore, H. Kutscher, M. Sørensen (Rapporteur) and A. O'Keeffe, Judges,Advocate-General: A. TrabucchiRegistrar: A. Van Houttegives the following
Judgment
Facts
The order making the reference and the written observations submitted under Article 20 of the Protocol on the Statute of the Court of Justice of the EEC may be summarized as follows:
I —Facts and procedure
II —Written observations submitted to the Court
1.Observations submitted by the applicants in the national proceedings
In the applicants' view one must — bearing in mind the fact that in the light of the Court's judgment in the aforementioned case of Michel S., Regulation No 1612/68 cannot apply in the matter — seek a solution to the problem by considering the persons and matters covered by Regulation No 1408/71.They refer to the Court's judgment in the aforementioned Callemeyn case, in which the Court resolved the question of the matters covered by Regulation No 1408/71 by finding that: ‘The benefits mentioned in Article 4 (1) (b) of Regulation No 1408/71 include those provided by national provisions granting benefits to the handicapped to the extent that these provisions concern workers within the meaning of Article 1 (a) of this Regulation and confer upon the latter a legally protected right to the grant of these benefits.’In the present case it is therefore in their opinion a matter of determining whether such a right can be extended to members of the worker's family. Referring in particular to Article 2 (1) of the Regulation which lays down its scope as regards the persons covered and there expressly includes members of the worker's family, as well as Article 3 (1) which requires equality of treatment between nationals and the citizens of another Member State, the applicants consider that their child, notwithstanding his nationality, is entitled to the benefits for handicapped persons provided under Belgian law.They consider that the strict application of the Belgian Law leads to the absurd result of depriving the children of migrant workers affected by a physical or mental handicap of the minimum subsistence level up to the age of 35, preventing them from themselves acquiring the status of a worker.Such a result runs counter to Articles 48 and 117 of the EEC Treaty which have as fundamental objectives to abolish any discrimination based on nationality and, as one is reminded in the fifth recital of Regulation No 1408/71, to promote the improvement of living and working conditions of migrant workers. Whilst it is correct that the system of benefits to handicapped persons is financed from public funds it must not be forgotten that State revenues are also financed from taxes paid by migrant workers.Accordingly the applicants suggest that the following answers be given to the questions referred:‘The invalidity benefits mentioned in Article 4 (1) (b) of Regulation No 1408/71 include those provided by national legislation granting benefits to handicapped persons to the extent that the beneficiaries are workers within the meaning of the Regulation or members of their family dependent upon them or living under the same roof as the worker. The rights are acquired by the children of workers who are citizens of another Member State, irrespective of their age, under the same conditions as those imposed on the country's own nationals.’
2.Observations of the Belgian State
On the first question, the Belgian State emphasizes that an analysis of the present legislation, starting with its historical evolution, shows that the benefits granted under the provisions of the Law of 27 June 1969 cannot be aimed at by Article 12 of Regulation No 1612/68. Since the Law of 1963 on the social rehabilitation of handicapped persons there no longer appear in legislation concerning benefits to handicapped persons the earlier provisions relating to handicapped pupils and apprentices which had the purpose of bringing about or improving their suitability for employment. The benefits granted under this legislation are above all concerned with compensation for invalidity or the consequences of invalidity.As regards the second question, the Belgian State considers that it deals mainly with the persons covered by Regulation No 1408/71 and it points out that this problem has already, as regards the old Regulation No 3, been examined by the Court in Case 39/74 (Costa v Belgian State, judgment of 13 November 1974, [1974] ECR 1251). It recalls that in its judgment the Court, à propos the Belgian Law of 27 June 1969, said: ‘In view of the widely-drawn definition of people entitled to benefit, such a legislation fulfils in fact a double function, which is on the one hand to guarantee a minimum income to handicapped persons who are entirely outside the social security system and, on the other hand, to provide supplementary means to persons entitled to social security benefits who are permanently incapacitated from work’ (8th paragraph) and the Court concludes by finding that ‘a national legislation giving a legally protected right to a benefit for the handicapped falls, as regards the persons covered by Regulation No 3, within the ambit of social security, within the meaning of Article 51 of the Treaty and of the Community Regulations thereunder’.After having referred to the provisions of Regulation No 3 which defines the persons covered by the Regulation and the term ‘members of the family’, the Belgian State argues that only the benefits which fall within the matters covered by the Regulation — taking due account of the limits allowed by the Court in its previous cases and in particular the Costa judgment (8 th paragraph) — ought to be taken into account for the purpose of considering the persons covered and that accordingly, taking into account the legislation of the country of their residence, members of the worker's family can only be covered by the legislation in question to the extent that it grants them a right under this heading, devolving from the worker's own right.As regards the persons covered by Regulation No 1408/71, which is relevant in this case, the Belgian State argues that only workers within the meaning of Article 1 (a) and members of their family within the meaning of Article 1 (f) of the Regulation can claim an entitlement to equality of treatment. This opinion is reinforced by the fact that in the operative part of the aforementioned Costa judgment the Court limits itself to applying Article 51 of the EEC Treaty and the Community Regulations thereunder, without taking into account Article 7 which ensures equality of treatment in the whole field of application of the Treaty.Article 1 (f) lays down that the term ‘“member of the family” means any person defined or recognized as a member of the family or designated as a member of the household by the legislation under which benefits are provided …’ In the present case the Belgian legislation, which within the limits laid down by the Court is accepted as being within the range of matters covered by the Regulation, does not grant a right to invalidity benefits which derives from the worker's right. Moreover, the right granted to persons themselves who may lay a claim to benefits for the handicapped does not arise from their status of worker, or member of a worker's family. The legislation in question neither defines nor allows for members of the family.Accordingly, the Belgian State suggests that the Court reply as follows to the second question:‘The child of a worker cannot be included among the persons covered by Regulation No 1408/71, where the national legislation relied upon falls within the range of matters covered by the Regulation only in so far as that legislation seeks to provide supplementary means to persons entitled to invalidity benefits who are permanently incapacitated from work, or grants to members of the family a right derived from that of the worker. Since the Belgian legislation grants a personal right without reference to the status of worker or of member of a worker's family, neither of the two aforementioned assumptions applies.’The Belgian State is of the opinion that the third question cannot fall within the Court's competence, since only national legislation, and not the Community Regulations, which have the purpose of ensuring a coordination of systems of social security of Member States without modifying their basis, can define the conditions required for the grant of benefits.
3.Observations of the Italian Government
As regards the first question, the Italian Government refers to the fact that the Court has interpreted Article 12 of Regulation No 1612/68 in a wide sense (judgments of 3 July 1974 in Case 9/74, Casagrande, [1974] ECR 773, and of 29 January 1975 in Case 68/74, Alaimo, not yet published). If one pursues the reasoning on this favourable basis it does not seem that the letter and spirit of Article 12 prevent the Court from also including in this provision a system of benefits for the handicapped children of employed persons, since the said system may contribute to ensuring to the parties involved an occupational qualification. The answer to the first question ought therefore to be in the affirmative.The objective aspect of the second question does not, as the Italian Government sees it, give rise to problems. The question relates to Regulation No 1408/71 and the Court has already decided in the aforementioned Callemeyn and Costa judgments that a system such as that in question here falls within the scope of the Regulation.On the other hand the subjective aspect of the question has a particular importance by reason of the fact that the Belgian Tribunal refers expressly to benefits for handicapped children of workers. The Government considers that under this heading also the question ought to be answered in the affirmative, whether the national measure providing the benefit is considered as a measure in favour of the parents in charge of the handicapped minor, or as a measure taken directly for the benefit of the latter.In the first case, no problem arises since the father of the handicapped child is an employed person. But the result is no different in the second case. According to Article 2 thereof, Regulation No 1408/71 applies directly to ‘members of the family’ of workers, as this term is defined by Article 1 (f). Consequently, according to Article 3 of the Regulation members of the worker's family who are recognized as such by national legislation ‘shall enjoy the same benefits under the legislation of any Member State as the nationals of that State’. In these circumstances it is not possible, due to the prohibition in Article 7 of the EEC Treaty and particularly in Article 3 (1) of Regulation No 1408/71, to read into the application of Article 2 of the Regulation discriminations to the detriment of the children of foreign workers as compared with the children of national workers. This conclusion is in confirmity with the judgment in the Costa case where the Court in the 11th paragraph referred to ‘the persons covered by Regulation No 3’, thus allowing it to be understood that this Regulation also applies directly to workers families. If this were not so, the discrimination between the members of the families of national workers and the families of workers who are nationals of the other Member States would be clear. Besides, the worker who is a citizen of a Member State in which the benefit is granted to his handicapped child would never establish himself in another Member State where for reasons of nationality or of residence such a benefit is not granted to him. This would mean that the fundamental principle of free movement of workers within the Community would not be applied.It therefore seems necessary for the Court in its reply to lay down that Regulation No 1408/71 applies equally to members of workers' families as such as entitled in their own right and not only as beneficiaries in respect of rights deriving from insurance effected by the worker.In the event of the Court replying to this question in the negative, one ought in the Italian Government's view also to examine the question in the light of the provisions of Regulation No 1612/68 and in particular Article 7 (2), given the fact that the Belgian system undoubtedly comes within the framework of ‘social advantages’ within that Article. The Government argues that one cannot peremptorily exclude the applicability of Article 7 where one is dealing with benefits granted to members of the worker's family. Whilst it is true that the Court found in a contrary sense in its judgment in the case of Michel S., aforementioned, this might be justified by reason of the fact that the Court had in that case considered Article 12 of Regulation No 1612/68 to apply.The provisions in favour of the worker's family which are mentioned in Articles 10, 11 and 12 of the Regulations seem to involve the application of a general principle to specific cases, since it is really difficult to distinguish between benefits granted to workers and those in favour of members of their family. They both benefit the worker's family taken as a whole, and the present case demonstrates the extent to which a distinction in this field is artificial.In the Italian Government's view the third question refers to the point previously raised by the Belgian Tribunal in the grounds of its order referring the matter under which the condition of residence is defined by reference to the child's parents.From the point of view of Community law the Italian Government sees no objection to the handicapped child continuing to receive the benefit even when he has reached his majority, if he remains dependent on the employed person and if the national legislation considers a child who has attained his majority, but is dependent by reason of his invalidity, to be a ‘member of the family’.
4.Observations of the Commisssion
The Commission first of all recalls that the Court must seek to extract from the wording of the questions referred to it the questions which relate by way of preliminary ruling to the interpretation of Community law, since it is not the Court's function either to decide a specific case or to express an opinion on the interpretation of internal law of a Member State.The Commission further recalls that in its judgment of 22 June 1972(Frilli, Case 1/72, Rec. 1972, p. 457) the Court stated that for the purpose of determining whether a particular legislation is covered by Community Regulations one can only have regard to Regulation No 1612/68 in a case where it is established that one is not dealing with a social security benefit within the meaning of Regulations Nos 3 and 1408/71. This is the reason why the Commission deals first with the second question.In the first place the Commission refers back to the two judgments in the Callemeyn and Costa cases aforesaid and in particular to paragraphs 8 and 11 in the Callemeyn case as well as to the operative part of the two judgments, which in its opinion show that whilst national provisions granting benefits to the handicapped and assuring them of a right that is legally protected are provisions relating to invalidity benefits within the meaning of Regulations Nos 3 and 1408/71 in so far as the workers themselves are concerned, these provisions confer benefits belonging to another branch of social security in so far as persons other than the workers themselves are concerned.The Commission then refers to the Articles in Regulations Nos 3 and 1408/71 which contain provisions as to the persons covered by the Regulations and the definitions to be given to the term ‘member of the family’ and it wonders what better member of a family one can have than a worker's child, designated by a legislation under which family benefits are granted. It adds that one might object that benefits for the handicapped under the Belgian Law of 27 June 1969 are only granted as from the age of 14 years, i.e. the normal age limit laid down under Belgian legislation for family benefits. However, as regards gravely ill persons Belgian legislation provides no age limit for the grant of family benefits.In this respect the Commission refers to the definition of the term ‘family benefits’ in Article 1 (u). Since under Belgian law benefits to the handicapped payable to minors who are not ‘emancipe’ (declared of full age) are normally payable to the mother one may in the Commission's view consider that to the extent that they relate to workers' children the benefits for the handicapped are cash benefits intended to compensate for the burden falling on the family. This is all the more reasonable, since the term ‘benefit’ within the meaning of Regulation No 1408/71, Article 1 (t), includes ‘all elements thereof payable out of public funds, revalorization increases and supplementary allowances’.Having places on record that the difficulties to which as regards Community Regulations the application of global systems of social protection give rise — difficulties the existence of which has been recognized by the Court in its Frilli and Callemeyn judgments — cannot affect the duty of ensuring the protection of a migrant worker's family where such a member by reason already of his parent's occupation falls within the system of social security of the Member State, the Commission suggests the following answer to the question referred:‘The benefits covered by Article 4 (1) (h) of Regulation No 1408/71 include those provided under national provisions granting benefits to the handicapped to the extent that these provisions relate to members of the family of a worker within the meaning of the said Regulation and confer on them a legally protected right to the grant of such benefits.’As regards the question concerning Article 12 of Regulation No 1612/68, the Commission argues that the Belgian system in question cannot fall within the scope of this article since it concerns the ‘grant of benefits to handicapped persons’ and does not comprise measures that allow handicapped persons to achieve or improve ability to work. The Commission adds that this question in any event loses its purpose since the benefits under the Law of 27 June 1969 are social security benefits.As regards the third question, the Commission considers that this is in general concerned with what the handicapped person's situation will be once, bearing in mind his age, he can no longer be treated as a worker's child. It suggests that the following answer be given, recalling in this connexion that in cases of serious illness the Belgian legislation does not lay down an age limit for the grant of family benefits:‘The child of an employed person who is entitled to -benefits for the handicapped by reason of his parent's status as an employed person continues to be entitled to such benefits in conformity with the relevant national legislation whatever his age.’At the public hearing of 14 May 1975 the Belgian State, represented by G. Perl, Administrative Secretary with the Ministry of Social Security, and the Commission of the European Communities, represented by its Legal Adviser, Marie-José Jonczy, made their observations.The Advocate-General delivered his opinion on 10 June 1975.
Law
Costs
Operative part
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