Contents
- Part 1 Preliminary
- Part 2 Australian Securities and Investments Commission and consumer protection in relation to financial services
- Part 3 Investigations and information-gathering
- Part 3A Enforceable undertakings
- Part 3B Criminal penalties
- Part 4 ASIC’s business
- Part 5 ASIC’s members
- Part 6 ASIC’s staff
- Part 6A Giving information etc. to APRA
- Part 7 Preventing conflicts of interest and misuse of information
- Part 8 Finance and reporting requirements
- Part 9 Financial Services and Credit Panels
- Part 10 The Takeovers Panel
- Part 11 Companies Auditors Disciplinary Board
- Part 12 The Australian financial reporting system
- Part 14 The Parliamentary Joint Committee on Corporations and Financial Services
- Part 15 Miscellaneous
- Part 16 Transition from the old ASIC legislation
- Part 17 Transitional provisions relating to the Corporate Law Economic Reform Program (Audit Reform and Corporate Disclosure) Act 2004
- Part 18 Transitional provisions relating to the Corporations Amendment (Corporate Reporting Reform) Act 2010
- Part 19 Transitional provisions relating to the Corporations Legislation Amendment (Audit Enhancement) Act 2012
- Part 20 Transitional provisions relating to the Clean Energy Legislation (Carbon Tax Repeal) Act 2014
- Part 21 Transitional provisions relating to the Corporations Legislation Amendment (Deregulatory and Other Measures) Act 2015
- Part 22 Application provision relating to the Treasury Legislation Amendment (Small Business and Unfair Contract Terms) Act 2015
- Part 23 Transitional provisions relating to the Insolvency Law Reform Act 2016
- Part 24 Application provision relating to the Treasury Laws Amendment (2017 Measures No. 1) Act 2017
- Part 25 Transitional provisions relating to the Treasury Laws Amendment (Enhancing ASIC’s Capabilities) Act 2018
- Part 26 Transitional provisions relating to the Treasury Laws Amendment (ASIC Governance) Act 2018
- Part 26A Application provisions relating to the Treasury Laws Amendment (Australian Consumer Law Review) Act 2018
- Part 27 Application and transitional provisions relating to the Treasury Laws Amendment (Strengthening Corporate and Financial Sector Penalties) Act 2019
- Part 28 Transitional provisions relating to the Financial Sector Reform (Hayne Royal Commission Response—Stronger Regulators (2019 Measures)) Act 2020
- Part 29 Application provisions relating to Schedule 12 to the Financial Sector Reform (Hayne Royal Commission Response) Act 2020
- Part 29A Application provisions relating to the Financial Sector Reform (Hayne Royal Commission Response—Protecting Consumers (2019 Measures)) Act 2020
- Part 30 Application provisions relating to the Treasury Laws Amendment (2019 Measures No. 3) Act 2020
- Part 31 Application and transitional provisions relating to Schedule 3 to the Financial Sector Reform (Hayne Royal Commission Response) Act 2020
- Part 32 Application and transitional provisions relating to Schedule 4 to the Financial Sector Reform (Hayne Royal Commission Response) Act 2020
- Part 33 Transitional provision relating to the Treasury Laws Amendment (2020 Measures No. 6) Act 2020
- Part 34 Application provision relating to Schedule 1 to the Financial Regulator Assessment Authority (Consequential Amendments and Transitional Provisions) Act 2021
- Part 36 Application provision relating to the Treasury Laws Amendment (2021 Measures No. 5) Act 2021
- Part 37 Application and transitional provisions for the Treasury Laws Amendment (Registries Modernisation and Other Measures) Act 2020
- Part 38 Transitional provisions relating to the Financial Accountability Regime (Consequential Amendments) Act 2023
- Part 39 Application provisions relating to the Treasury Laws Amendment (More Competition, Better Prices) Act 2022
- Part 40 Application and transitional provisions relating to the ALRC Financial Services Interim Reports
- Part 41 Application provision relating to Schedule 6 to the Treasury Laws Amendment (2023 Law Improvement Package No. 1) Act 2023
- Part 42 Application provision relating to Schedule 1 to the Treasury Laws Amendment (Fairer for Families and Farmers and Other Measures) Act 2024
- Part 43 Transitional provisions relating to Schedule 1 to the Treasury Laws Amendment (Financial Reporting System Reform) Act 2026
- Part 44 Application provision relating to Schedule 3 to the Treasury Laws Amendment (Delivering an Efficient and Trusted Tax System) Act 2026
Contents
6,725 provisions, too many to show on one page. Open a part or section to read it with its history and connections, or search inside the text.
- Part 1 · Preliminary
- Part 2 · Australian Securities and Investments Commission and consumer protection in relation to financial services
- Part 3 · Investigations and information-gathering
- Division 1 Investigations
- Division 2 Examination of persons
- Division 3 Inspection of books and audit information-gathering powers
- Division 3A Extra application of Crimes Act search warrant provisions
- Division 4 Requirements to disclose information
- Division 5 Proceedings after an investigation
- Division 5A Audit deficiency notifications and reports
- Division 6 Hearings
- Division 7 Offences
- Division 8 ASIC’s powers where non-compliance with Part
- Division 9 Evidentiary use of certain material
- Division 10 Miscellaneous
- Part 3A · Enforceable undertakings
- Part 3B · Criminal penalties
- 93C Penalty for committing an offence
- 93D Penalty applicable to an offence committed by an individual
- 93E Penalty applicable to an offence committed by a body corporate
- 93F Meaning of benefit derived and detriment avoided because of an offence
- 93G Where is the penalty for an offence specified?
- 93H If no penalty is specified
- Part 4 · ASIC’s business
- Part 5 · ASIC’s members
- Part 6 · ASIC’s staff
- Part 6A · Giving information etc. to APRA
- Part 7 · Preventing conflicts of interest and misuse of information
- Part 8 · Finance and reporting requirements
- Part 9 · Financial Services and Credit Panels
- Part 10 · The Takeovers Panel
- Part 11 · Companies Auditors Disciplinary Board
- Part 12 · The Australian financial reporting system
- Part 14 · The Parliamentary Joint Committee on Corporations and Financial Services
- Part 15 · Miscellaneous
- 243A Prosecutions for indictable offences against this Act
- 243B Offences committed partly in and partly out of the jurisdiction
- 243C ASIC may publish internal dispute resolution data
- 243E Suspicious matters reports under the Anti-Money Laundering and Counter-Terrorism Financing Act 2006
- 243F Treat the corporate director of a CCIV as providing financial services etc. being provided by the CCIV
- 244 Review by Administrative Review Tribunal of certain decisions
- 244A Notice of reviewable decision and review rights
- 246 Liability for damages
- 247 Duplicate seals
- 248 Judicial notice of ASIC’s seal and members’ signatures
- 249 Validation of agreements to employ staff or engage consultants
- 250 Compensation for compulsory acquisition
- 251 The regulations
- Part 16 · Transition from the old ASIC legislation
- Division 1 Preliminary
- Division 2 Carrying over bodies established etc. or persons appointed under the old ASIC Act
- Division 3 Carrying over the old ASIC Regulations
- Division 4 Court proceedings and orders
- Division 5 Functions and powers of ASIC
- Division 6 General transitional provisions relating to other things done etc. under the old ASIC legislation
- Division 7 Regulations dealing with transitional matters
- Part 17 · Transitional provisions relating to the Corporate Law Economic Reform Program (Audit Reform and Corporate Disclosure) Act 2004
- Part 18 · Transitional provisions relating to the Corporations Amendment (Corporate Reporting Reform) Act 2010
- Part 19 · Transitional provisions relating to the Corporations Legislation Amendment (Audit Enhancement) Act 2012
- Part 20 · Transitional provisions relating to the Clean Energy Legislation (Carbon Tax Repeal) Act 2014
- Part 21 · Transitional provisions relating to the Corporations Legislation Amendment (Deregulatory and Other Measures) Act 2015
- Part 22 · Application provision relating to the Treasury Legislation Amendment (Small Business and Unfair Contract Terms) Act 2015
- Part 23 · Transitional provisions relating to the Insolvency Law Reform Act 2016
- 302 Definitions
- 303 General powers of investigation continue to apply to failure to comply with duties before the commencement day
- 304 Notice to registered liquidators concerning information and books—requirements before the commencement day
- 305 ASIC may give information and books relating to pre-commencement activity
- 306 Information to be included in ASIC’s annual report
- 307 Appointments to the Companies Auditors Disciplinary Board
- Part 24 · Application provision relating to the Treasury Laws Amendment (2017 Measures No. 1) Act 2017
- Part 25 · Transitional provisions relating to the Treasury Laws Amendment (Enhancing ASIC’s Capabilities) Act 2018
- Part 26 · Transitional provisions relating to the Treasury Laws Amendment (ASIC Governance) Act 2018
- Part 26A · Application provisions relating to the Treasury Laws Amendment (Australian Consumer Law Review) Act 2018
- Part 27 · Application and transitional provisions relating to the Treasury Laws Amendment (Strengthening Corporate and Financial Sector Penalties) Act 2019
- Part 28 · Transitional provisions relating to the Financial Sector Reform (Hayne Royal Commission Response—Stronger Regulators (2019 Measures)) Act 2020
- Part 29 · Application provisions relating to Schedule 12 to the Financial Sector Reform (Hayne Royal Commission Response) Act 2020
- Part 29A · Application provisions relating to the Financial Sector Reform (Hayne Royal Commission Response—Protecting Consumers (2019 Measures)) Act 2020
- Part 30 · Application provisions relating to the Treasury Laws Amendment (2019 Measures No. 3) Act 2020
- Part 31 · Application and transitional provisions relating to Schedule 3 to the Financial Sector Reform (Hayne Royal Commission Response) Act 2020
- Part 32 · Application and transitional provisions relating to Schedule 4 to the Financial Sector Reform (Hayne Royal Commission Response) Act 2020
- Part 33 · Transitional provision relating to the Treasury Laws Amendment (2020 Measures No. 6) Act 2020
- Part 34 · Application provision relating to Schedule 1 to the Financial Regulator Assessment Authority (Consequential Amendments and Transitional Provisions) Act 2021
- Part 36 · Application provision relating to the Treasury Laws Amendment (2021 Measures No. 5) Act 2021
- Part 37 · Application and transitional provisions for the Treasury Laws Amendment (Registries Modernisation and Other Measures) Act 2020
- Part 38 · Transitional provisions relating to the Financial Accountability Regime (Consequential Amendments) Act 2023
- Part 39 · Application provisions relating to the Treasury Laws Amendment (More Competition, Better Prices) Act 2022
- Part 40 · Application and transitional provisions relating to the ALRC Financial Services Interim Reports
- Part 41 · Application provision relating to Schedule 6 to the Treasury Laws Amendment (2023 Law Improvement Package No. 1) Act 2023
- Part 42 · Application provision relating to Schedule 1 to the Treasury Laws Amendment (Fairer for Families and Farmers and Other Measures) Act 2024
- Part 43 · Transitional provisions relating to Schedule 1 to the Treasury Laws Amendment (Financial Reporting System Reform) Act 2026
- Part 44 · Application provision relating to Schedule 3 to the Treasury Laws Amendment (Delivering an Efficient and Trusted Tax System) Act 2026
Sourced from the Federal Register of Legislation at legislation.gov.au, © Commonwealth of Australia, licensed under CC BY 4.0. Compilations may have been reformatted.